The Linker expert network strictly establishes and continuously improves the compliance management system, combines dynamic project supervision and professional compliance management into one, and conducts comprehensive risk management in an organized, auditable and transparent manner. Our compliance system complies with the regulatory standards of domestic and foreign regulatory agencies for financial service information-based research and consulting companies, allowing customers to effectively avoid various unnecessary risks while obtaining professional services. Our compliance system also helps experts avoid conflict and is a key reason why many clients and experts choose to work with us.
If you have any questions, or would like to learn more about Linker's compliance system, please email compliance@linkerintel.com
Sign the terms of service and service contract before participating in any client project, and complete the review of the agreement or policy that it is required to abide by
Provide training on a wide range of compliance matters, including insider trading, material non-public information, and international anti-bribery laws and conflicts of interest, which will cover what constitutes “confidential information” and will keep experts up to date with the confidentiality obligations they may have Sensitive, and emphasizes that customers do not wish to receive confidential information.
Background checks through desk research, database searches, and referrer verification
New customer compliance training to help them understand compliance policies and standards
Statement of Regulatory Compliance Standards
Customized compliance review process, including expert background restrictions (i.e. non-listed company employees), required compliance document signing
Code of Conduct and Compliance Training is mandatory for all new employees on-boarding
Strengthen the compliance control of the internal platform database before, during and after the project to ensure continuous compliance audits
Perfect internal staff and customer communication monitoring mechanism
